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CLE Seminar on "Fintech, Regulatory Sandbox, and Updates on Relevant Financial Regulations"

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Fintech, Regulatory Sandbox, and Updates on Relevant Financial Regulations

 


Associate Professor Christopher Chen

School of Law

Singapore Management University

 

 


SYNOPSIS

 

This seminar will focus on regulatory developments regarding the intersection of financial technology and financial regulations in Singapore since 2016, in particular the development of the idea of regulatory sandbox and other proposals to promote or facilitate the application of technology in finance. The seminar will first outline generally the application of financial technology and practical legal issues facing some technology firms or financial institutions. The regulatory sandbox approach adopted in Singapore as well as other major competitors (such as the UK or Hong Kong) as well as existing sandboxes approved since 2015 will then be considered. The speaker will also look at the potential legal implications these developments hold for the future. He will also explore and update some major regulatory developments in Singapore regarding financial technology in the past two years.

 

This seminar may be of interest to:

  • In-house or external counsel for financial institutions
  • Compliance officers
  • Practitioners working on financial regulatory issues

 

ABOUT THE SPEAKER

Dr Christopher Chen is an Associate Professor of Law at the Singapore Management University (SMU). He received a Ph.D. from University of London (UCL). Christopher Chen's main research interests include financial regulation, derivatives and risk management, financial consumer protection, corporate governance and transplantation of law in Asia in broad areas of corporate, banking, insurance and financial laws. Christopher Chen has published in both English and Mandarin Chinese. 

 

FEES

a. Seminar fee

Seminar fee of S$150* (inclusive of GST) applies.

b. Group discount fee

Group discount fee of S$135* (inclusive of GST) applies if there are at least 10 participants from the same organisation.

c. SMU Alumni fee (for LLB / JD / LLM graduates)

Seminar fee of S$135* (inclusive of GST) applies for SMU LLB / JD / LLM Alumni.

 

*Please note that there will be no refund should participant cancel the registration / did not attend the seminar. However transferring of registration/ substitution can be arranged and notice of transfer/ substitution should be sent to CLE via email: cle@smu.edu.sg, latest by 5 January 2018.

 

SMU School of Law reserves the right to cancel or postpone any events owing to unforeseen circumstances. Refund of seminar fees will be arranged.

 


















Registration has closed. 

 

Registration closes on 5 January 2018, subject to availability of seats. 

 

12 January 2018 (Friday)

 

2:30 PM - 4:45 PM
(Registration starts from 2:15 PM onwards)

 

Singapore Management University

School of Law

Level 3, Seminar Room 3.09

55 Armenian Street

Singapore 179943

 

2 points (provided SILE's CPD Attendance Policy is complied with)

 

Corporate/Commercial

 

General

 

Click HERE for map

 











2:15 PM Registration
   
2:30 PM Seminar (Part 1) commence
   
3:30 PM Tea Break
   
3:45 PM Seminar (Part 2) commence
   
4:45 PM End of Event


 

About the SMU Continuing Legal Education

Continuing Legal Education (CLE) of the School of Law, Singapore Management University was set up in May 2010. CLE @ SMU organises seminars and workshops on various topics for the benefit of the legal practitioners and the wider legal community. CLE also administers an Auditing Program where participants may attend and observe seminars taught by our law faculty, without taking exams or undertaking class assignments. For updates on our upcoming seminars, workshops, auditing courses and other activities, please click here.

 

About the SILE's Continuing Professional Development Scheme

This programme is an Accredited CPD Activity under the SILE’s CPD Scheme. Participants who wish to claim CPD Points are reminded that they must comply strictly with the Attendance Policy set out in the CPD Guidelines. For this activity, this includes signing in on arrival and signing out at the conclusion of the activity in the manner required by the organiser, and not being absent from the entire activity for more than 15 minutes. Participants who do not comply with the Attendance Policy will not be able to obtain CPD Points for attending the activity. Please refer to http://www.silecpdcentre.sg for more information.

 

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