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CLE Seminar on "The Balanced Scorecard Framework for Financial Advisers: A Pandora’s Box?"

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Seminar on "The Balanced Scorecard Framework for Financial Advisers: A Pandora's Box?"

by


Associate Professor Low Kee Yang

School of Law

Singapore Management University
 


SYNOPSIS

The much-anticipated Balanced Scorecard Framework for financial advisers came into effect in January this year. This radical and ambitious framework is likely to transform the industry. The seminar seeks to explain the framework and its challenges.

After attending the course, participants should be able to:

  • understand the motivation for introducing the BSF;
  • understand how the BSF works;
  • appreciate the strengths, and weaknesses and challenges, and;
  • assess whether the framework is likely to achieve its objectives

 

ABOUT THE SPEAKER

Low Kee Yang is an Associate Professor with the School of Law, Singapore Management University. An author and editor of several law books, including The Law of Guarantees in Singapore & Malaysia,Read the Fine Print: Avoiding Major Legal Pitfalls and Halsbury's Laws of Singapore, Vol 6 - Company Law (2006 Reissue), Dr Low teaches Tort Law and Business Law to undergraduates. His postgraduate teaching includes the teaching of Financial Advisers Law to students in the MSc in Wealth Management programme and Legal Knowledge& Strategy to PhD in Business students.

 

PRICING CATEGORY

  • a. Seminar fee

    Seminar fee of S$200* (inclusive of GST) applies.
  • b. Group discount fee

    Group discount fee of S$180* (inclusive of GST) applies if there are at least 10 participants from the same organisation.
  • c. SMU Alumni fee (for LLB / JD / LLM graduates)

    Seminar fee of S$180* (inclusive of GST) applies for SMU LLB / JD / LLM Alumni.
  • d. Student rate

    Seminar fee of S$50* (inclusive of GST) applies for full-time undergraduate student (matriculation card must be provided in order to enjoy this entitlement).

*Please note that there will be no refund should participant cancel the registration / did not attend the seminar. However transferring of registration / substituton can be arranged and notice of transfer / substitution should be sent to Sascha via email: cle@smu.edu.sg,latest by 2nd November 2016.

SMU School of Law reserves the right to cancel or postpone any events owing to unforeseen circumstances.Refund of seminar fees will be arranged.

 


















 

Registration closes on 2nd November, subject to availability of seats. Course materials and light refreshments will be provided.

4 November 2016 (Friday)

 

9am - 12.20pm (Registration starts from 8.30am onwards)

 

SMU School of Accountancy/Law Building

Level 1, Seminar Room 1-1

60 Stamford Road

Singapore 178900

 

3 points (provided SILE's CPD Attendance Policy is complied with)

 

Corporate / Commercial

 

General

 

Click HERE for map

 











08.30am Registration
   
09.00am Seminar (Part 1) commence
   
10.30am Tea Break
   
10.50am Seminar (Part 2) commence
   
12.20pm End of Event


 

About the SMU Continuing Legal Education

Continuing Legal Education (CLE) of the School of Law, Singapore Management University was set up in May 2010. CLE @ SMU organises seminars and workshops on various topics for the benefit of the legal practitioners and the wider legal community. CLE also administers an Auditing Program where participants may attend and observe seminars taught by our law faculty, without taking exams or undertaking class assignments. For updates on our upcoming seminars, workshops, auditing courses and other activities, please click here.

 

About the SILE's Continuing Professional Development Scheme

This programme is an Accredited CPD Activity under the SILE’s CPD Scheme. Participants who wish to claim CPD Points are reminded that they must comply strictly with the Attendance Policy set out in the CPD Guidelines. This includes signing-in on arrival and signing-out at the conclusion of the activity in the manner required by the organiser, and not being absent from the entire activity for more than 15 minutes. Participants who do not comply with the Attendance Policy will not be able to obtain CPD Points for attending the activity. Please refer to http://www.silecpdcentre.sg for more information.

 

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